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Recent Posts
- Obligation of asset managers to pass-on distribution fees
- Revision of the Swiss Collective Investment Schemes Act
- Federal Council Adopts Dispatch on the Partial Revision of the Swiss Colletive Investment Schemes Act
- Increased Dynamics in the Regulation of Independent Asset Managers
- Distribution Fees and Retrocessions / Decision of the Zurich High Court of January 13, 2012
- Cross-Stream Loans as Concealed Distribution of Profits / Decision of the Federal Supreme Court of January 30, 2012
- Kick-Backs: A Hot-Button Issue / Decision of the Federal Supreme Court of August 29, 2011
- Examination of Bank Files based on Data Protection Laws / Decision of the Zurich High Court of October 1, 2011
- Delay in the Revision of the CISA
- Entitlement to Distribution Fees / Decision of the Federal Supreme Court of January 13, 2011
- Crowdfunding – a hot topic
- Bank Liability under Asset Management Agreement / Decision of the Federal Supreme Court of June 22, 2011 /
- Amendment of the Banking Act for Improved Deposit Protection
- Dispatch on amending the Stock Exchange Act adopted
- Revision of the FINMA Stock Exchange Ordinance
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Newsletter
Tag Archives: Prudential supervision
Revision of the Swiss Collective Investment Schemes Act
By Christian Koller On September 28, 2012 the Swiss Parliament passed the revision of the Swiss Collective Investment Schemes Act (“CISA”). For Swiss standards, this is a relatively swift conclusion of a law-making process which started with the initiation of … Continue reading
Posted in Articles
Tagged (Non-) qualified investors, AIFM-Directive, Alternative investment funds, Asset Management, Asset managers, CISA, CISA Revision, Collective investment schemes, Delegation, Depositary, Distribution, FINMA, Hedge funds, Marketing, Private equity funds, Prudential supervision, Public advertisement, Regulation
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Federal Council Adopts Dispatch on the Partial Revision of the Swiss Colletive Investment Schemes Act
By Christian Koller On March 2, 2012 the Federal Council adopted the dispatch on the partial revision of the Federal Act on Collective Investment Schemes (“CISA“) which shall enter into force in 2013 following its parliamentary consultation. In our view, … Continue reading
Increased Dynamics in the Regulation of Independent Asset Managers
By Christian Koller (This subject was also discussed in an article published in ROI (Finanz und Wirtschaft) n. 2 of June 20, 2012) Our article of June 14, 2011 headed “Swiss Regulation of Independent Asset Managers at a Turning Point” … Continue reading
Swiss Regulation of Independent Asset Managers at a Turning Point
by Christian Koller (A short version of this article was published in “Banking Law News” of September 2011) Contrary to asset managers of most major financial markets Swiss independent asset managers are generally not subject to a registration duty or … Continue reading
The EU-Directive on Alternative Investment Fund Managers – New Challenges for the Funds Industry
by Christian Koller Swiss mangers of alternative investment funds (“AIF”) not domiciled in Switzerland are not subject to special regulation and state supervision if such funds are not distributed publicly in or from Switzerland: neither does Swiss legislation provide for … Continue reading
Posted in Articles
Tagged AIFM-Directive, Alternative investment funds, Asset managers, Asset stripping, CISA, Collective investment schemes, Delegation, Depositary, Double taxation treaty, ESMA, FATF, Financial crisis, FINMA, Hedge funds, Investor protection, Marketing, Passporting regime, Private equity funds, Prudential supervision, Regulation, Remuneration systems, UCITS
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